Failed to initialse filters for aggregation name – How to solve this Elasticsearch exception

Overview

Search refers to the searching of documents in an index or multiple indices. The simple search is just a GET API request to the _search endpoint. The search query can either be provided in query string or through a request body.

Examples

When looking for any documents in this index, if search parameters are not provided, every document is a hit and by default 10 hits will be returned.

GET my_documents/_search

A JSON object is returned in response to a search query. A 200 response code means the request was completed successfully.

{
"took" : 1,
"timed_out" : false,
"_shards" : {
"total" : 2,
"successful" : 2,
"failed" : 0
},
"hits" : {
"total" : 2,
"max_score" : 1.0,
"hits" : [
...
]
}
}

Notes and good things to know

• Distributed search is challenging and every shard of the index needs to be searched for hits, and then those hits are combined into a single sorted list as a final result.
• There are two phases of search: the query phase and the fetch phase.
• In the query phase, the query is executed on each shard locally and top hits are returned to the coordinating node. The coordinating node merges the results and creates a global sorted list. 
• In the fetch phase, the coordinating node brings the actual documents for those hit IDs and returns them to the requesting client.
• A coordinating node needs enough memory and CPU in order to handle the fetch phase.

Aggregations in Elasticsearch

Definition

Aggregations are used all over the place in Kibana: dashboards, APM app, Machine Learning app and so on. Aggregations are also heavily used in common search use cases, such as an e-Commerce website. In those use cases search results usually come with a set of filters that take into account only the scope of the result set of your search. The user is then given the option to  filter even further by, for example, product category, color, range of price and so on. Those filter options usually come with a metric indication to give the user an idea of, for example, how many items per category their search results contain.

This kind of feature is only possible by using the aggregations framework.

Other examples of uses of the aggregations framework include the following:

• Average load time of a website
• Most valuable customers based on transaction volume
• Histogram showing some metric (quantity, average, sum, …) for events occurred in dynamically generated time periods
• Quantity of products in each product category

Below are the different types of aggregations:

Types of aggregations

• Bucket aggregations: Aggregations that group documents into buckets, also called bins, based on field values, ranges, or other criteria in the document. When the aggregation is performed, the documents are placed in the respective bucket(s). This way you can divide a set of invoices into several buckets, one for each customer, system logs can be divided into “error”,”warning” and “info”, or CPU performance data divided into hourly buckets. The output consists of a list of buckets, each with a key and a count of documents. Here are some examples of bucket aggregations: Histogram Aggregation, Range Aggregation, Terms Aggregation, Filter(s) Aggregations, Geo Distance Aggregation and IP Range Aggregation.

• Metric aggregations: Aggregations that calculate metrics, such as a sum or average, from field values. Mainly refers to the mathematical calculations performed across a set of documents, usually based on the values of a numerical field present in the document, such as COUNT, SUM, MIN, MAX, AVERAGE etc. Metrics may be carried out at top level, but are often more useful as a sub aggregation to calculate values for a bucket aggregation.

• Pipeline aggregations: Aggregations that take input from other aggregations instead of documents or fields. These aggregations allow you to aggregate based on the result of another aggregation rather than from document sets. Typically this aggregation is used to find the average number of documents in a bucket, or to sort buckets based upon a metric produced by a metric aggregation.

Aggregation syntax

You request the cluster to run aggregations by adding an aggregations (or aggs for short) parameter in your search request. You can ask for more than one aggregation per request. You can even ask for sub-aggregations of a bucket aggregation. The following example shows a request that asks for the sum of the quantities of products, grouped by country.

In the example below, let’s say the use case is an e-Commerce website that acts as a marketplace, meaning they actually allow third party vendors to advertise products in their website, so in this example we want to know how many units of each product there are in each country, and we do that by summing the stock of each third party vendor. This would give us a global stock.

POST products/_search
{
  "size": 0,
  "aggs": {
    "by-country": {
      "terms": {
        "field": "country"
      },
      "aggs": {
        "stock": {
          "sum": {
            "field": "qty"
          }
        }
      }
    }
  }
}

Some things to notice in the example above:

• You can use aggregations and aggs interchangeably. Every aggregation (or sub aggregation) has a name (by-country and stock, in this case).
• We have set the size of the results to 0, which means we’re not getting any hits in the response. That’s not uncommon at all and is even recommended.
• In the example we only used the terms (bucket aggregation) and sum (metric aggregation) aggregation types, but the aggregations framework offers many more.
• We made use of a sub-aggregation. Notice the by-country aggregation actually creates buckets (groups) of results and then the stock aggregation gives a metric for each bucket. You can nest as many bucket aggregations as you want, before we finally (and optionally) run a metric aggregation on it. 

Nesting aggregations

It is possible to nest aggregations inside one another (nothing to do with nested fields), so as to divide the buckets into sub buckets, or to calculate metrics from the sub buckets. The below aggregation will separate out all exam results by gender of the pupil and then calculate the average results for each gender. In this case, the important thing to understand is that the second aggregation will be calculated on the individual set of the bucket rather than the document set as a whole.

POST exam_results*/_search
{
  "size": 0,
  "aggs": {
    "genders": {
      "terms": {
        "field": "gender"
      },
      "aggs": {
        "avg_grade": {
          "avg": {
            "field": "grades"
          }
        }
      }
    }
  }
}

Aggregation performance

Aggregations are typically carried out in RAM memory,  and require a different document access structure than a search query that is obtained from the inverted index, so it is important to consider the implication of performance when constructing your aggregations.  The most important considerations are:

Number of buckets

This would be controlled by the “size” parameter in a terms aggregation, or the “calendar interval” in a date histogram. Bear in mind that where you have bucket aggregations nested at more than one level, then the total number of buckets will be multiplied for each level of aggregation.

Number of documents

When running an aggregation,it is preferable (if possible) to adjust the query so that your aggregation is only performed on a restricted set of those documents that you are interested in, instead of using a match_all query. This will reduce the memory required to run the aggregation.

Fielddata

Aggregations as a rule should always be run on keyword type fields, not analysed text. It is possible to run on analyzed text by using the mapping setting “fielddata”:”true” but this is highly memory intensive and should be avoided if possible.

Overview

When a query is executed, Elasticsearch by default calculates the relevance score of the matching documents. But in some conditions, it does not require scores to be calculated. For instance, if a document falls in the range of two given timestamps or if a document contains a given list of tags. For all these Yes/No criteria, also known as structured search, a filter clause is used.

When it is not desired or not necessary to compute scores, filters should be used instead of queries, as frequently used filters can be cached automatically by Elasticsearch to improve performance.

There are multiple ways to specify filters, such as when using the `filter` and `must_not` parameters of the `bool` query, the `filter` parameter of the `constant_score` query or the `filter` aggregation.

What it is used for

When a query is executed, Elasticsearch by default calculates the relevance score of the matching documents. But in some conditions it does not require scores to be calculated, for instance if a document falls in the range of two given timestamps. For all these Yes/No criteria, a filter clause is used.

Examples

To return all the documents of a given index that fall between a date range, we can use the `range` filter, as shown below:

GET my_index/_search
{
  "query": {
    "bool": {
      "filter": [
        {
          "range": {
            "created_at": {
              "gte": "2020-01-01",
              "lte": "2020-01-10"
            }
          }
        }
      ]
    }
  }
}

To retrieve all the documents that contain at least one tag from a given list, we can use the `terms` filter, as shown below:

GET my_index/_search
{
  "query": {
    "bool": {
      "filter": [
        {
          "terms": {
            "tags": ["tag1", "tag2", "tag3"]
          }
        }
      ]
    }
  }
}

To retrieve all the documents that contain a given field having a non-null value, we can use the `exists` filter, as shown below:

GET my_index/_search
{
  "query": {
    "bool": {
      "filter": [
        {
          "exists": {
            "field": "field_name"
          }
        }
      ]
    }
  }
}

There are many other filters that we can use in order to reduce the document set that needs to be scored, such as `fuzzy`, `prefix`, `wildcard`, `regexp`, `script`, and many more. 

It is also worth noting that filters can be combined since the `bool/filter` and `bool/must_not` parameters are arrays. In the example below, we retrieve all documents falling within a data range, containing a list of tags and not having a specific field:

GET my_index/_search
{
  "query": {
    "bool": {
      "filter": [
        {
          "range": {
            "created_at": {
              "gte": "2020-01-01",
              "lte": "2020-01-10"
            }
          }
        },
        {
          "terms": {
            "tags": ["tag1", "tag2", "tag3"]
          }
        }
      ],
      "must_not": [
        {
          "exists": {
            "field": "field_name"
          }
        }
      ]
    }
  }
}

Notes

• Queries are used to find out how relevant a document is to a particular query by calculating a score for each document, whereas filters are used to match certain criteria and are cacheable to enable faster execution.
• Filters do not contribute to scoring and thus are faster to execute.
• There are major changes introduced in Elasticsearch version 2.x onward related to how query and filters are written and performed internally and each newer version comes with its load of new improvements.

Common problems

• The most common problem with filters is incorrect use inside the query. If filters are not used correctly, query performance can be significantly affected. So filters must be used wherever there is scope of not calculating the score. 
• Another problem often arises when using date range filters, if “now” is used to represent the current time. It has to be noted that “now” is continuously changing the timestamp and thus Elasticsearch cannot use caching of the response since the data set will keep changing.